Fee Schedule

Regulatory & Exchange Fees

dough is proud to provide a premium brokerage experience including real-time streaming quotes, streaming charts, fundamental data, and free education all without charging commissions on your trades. That said, regulators and exchanges charge industry participants small transaction fees, which dough collects from customers to offset these third party fees.

SEC

$5.10 per $1,000,000 of principal sold
(rounded to the nearest penny)

Equity TAF

$0.000119 per share sold
(rounded to the nearest penny, but not more than $5.95)

Options TAF

$0.002 per contract sold
(rounded to the nearest penny, but not more than $5.95)

Options Regulatory Fee

$0.033 per contract

Clearing Fee – Options

$0.10 per contract

Clearing Fee - Fractional Shares

$0.15 per order

Level 1 Per Query Fee

$.0075 per fill
(rounded to the nearest penny)

Small Exchange Commission & Fees

All small exchange futures trades incur a clearing fee of $0.05 per contract + exchange fees + NFA Fee. To view a list of available small exchange futures contracts, trading hours, tick sizes, margin requirements and fees, please go to https://smallexchange.com.

Commission - open

$0.25 per contract

Commission - close

$0.25 per contract

Exchange Fees - Subscriber

$0.07 per contract or $0.14 round trip

Exchange Fees - Non-subscriber

$0.15 per contract or $0.30 round trip

National Futures Association Fee

$0.02 per side or $0.04 round trip

FCM Clearing Fee

$0.05 per contract or $0.10 round trip
This passthrough fee covers expenses related to clearing trades assessed by our Futures Commissions Merchant (FCM).

OCC Clearing Fee

$0.055 per contract or $0.11 round trip
This passthrough fee covers expenses  related to clearing trades at the exchange by the Options Clearing Corp (OCC).

Cashiering

Service

Fee

Service

ACH (Deposits/ Withdrawals)

Fee

$0

Service

Incoming Account Transfers via ACAT

Fee

$0

Service

Returned ACH, Check or Wire

Fee

$30 ****

Service

Domestic Incoming/ Outgoing Wire Transfers

Fee

$30

Service

Overnight Check Delivery

Fee

$50

Service

Outgoing Account Transfers via ACAT

Fee

$75

Account Services

Electronic statements/confirms help dough keep paper production to a minimum and hopefully save some trees.

Service

Fee

Service

Electronic Statements, Confirms, Prospectus

Fee

$0

Service

Paper Confirm

Fee

$5

Service

Paper Statement

Fee

$10

Service

Exercise and Assignments of Options

Fee

$5

Service

Reorg Wire Fee

Fee

$25

Service

Voluntary Corporate Actions

Fee

$50
per position

Service

Check Delivery (by mail)

Fee

$5

Margin Rates

Debt Balance

Rate of Interest

Base Rate +/-

Debt Balance

$0 - $24,999

Rate of Interest

8.00%

Base Rate +/-

Base Rate + 1.00%

Debt Balance

$25,000 - $49,999

Rate of Interest

7.50%

Base Rate +/-

Base Rate + 0.50%

Debt Balance

$50,000 - $99,999

Rate of Interest

7.00%

Base Rate +/-

Base Rate

Debt Balance

$100,000 - $249,999

Rate of Interest

6.50%

Base Rate +/-

Base Rate - 0.50%

Debt Balance

$250,000 - $499,999

Rate of Interest

6.00%

Base Rate +/-

Base Rate - 1.00%

Debt Balance

$500,000 - $999,999

Rate of Interest

5.50%

Base Rate +/-

Base Rate - 1.50%

Debt Balance

$1,000,000+

Rate of Interest

5.00%

Base Rate +/-

Base Rate - 2.00%

Base Rate = 7%. Subject to change without notice

* On U.S. Listed Stocks. For transactions in securities priced under $0.10, there will be a surcharge of $0.0002 per share, with a maximum charge of 5% of the principal value of the transaction. When trading American Depository Receipts (ADR), fees may apply and are passed through.

** Opening and closing trades for equity options will include a $0.10 per contract clearing fee. Exercise and assignments of equity option contracts will incur a $5.00 processing fee. Exchange and regulatory fees apply and are listed.

*** Real time streaming data is provided at no cost for the first 15 days, after 15 days unfunded accounts will revert to delayed quotes.

**** Additional wire transfer fees charged by any originating, intermediary, or recipient bank may apply. Both incoming and outgoing wire transfer reversals reversal fees by originating, intermediary, or recipient bank may apply. Return fees for ACH or checks by originating, intermediary, or recipient bank may apply.

Disclaimer

Third Party processing and/or service fees may be passed through to the customer’s account. Also, there may be certain products or services requiring additional fees or transaction minimums not specifically listed above. Before placing a trade or requesting any service, a customer is responsible for asking dough if any additional fees apply.

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*Commission-Free means $0 commissions, other fees may apply. See fee schedule here.

Last sale, bid and ask size: all quantities are quoted in 100 lot increments.

Securities products and services are offered by dough LLC, member FINRA / SIPC. Investing in securities involves risk, including loss of principal. Past performance of a security does not guarantee future results or success. dough does not provide investment, tax, or legal advice. Information presented on dough.com, through the dough mobile application or any dough sponsored podcasts or videos should not be relied upon for tax, legal or accounting advice; you should consult your own tax, legal and accounting advisors before engaging in any financial or investment related transaction and before you make any decision concerning your investments. 

Additionally, the material presented is for informational purposes only. While certain information contained herein has been obtained from sources believed to be reliable, dough LLC has not independently verified this information. Accordingly, no representation or warranty, express or implied is made as to their accuracy, completeness or correctness, and no reliance should be placed on this information. dough LLC assumes no liability for this information.

When investing in ETFs or ETNs, investors should consider the investment objectives, risks, selling and transfer restrictions, charges and expenses before investing. A prospectus contains this and other important information about an investment company. To obtain a prospectus, contact the fund’s call center or visit the fund company’s website. Read the prospectus carefully before investing.

Options trading involves risks and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant loss. Options trading privileges subject to dough review and approval. Please read Characteristics and Risks of Standardized Options and other disclosures found at dough.com and in the documents section of the app before investing in options.

Margin trading involves interest charges and risks, including the potential to lose more funds than deposited or the need to deposit additional funds. Margin trading increases your buying power but also increases your level of market risk. Before using margin, customers must determine whether this type of trading strategy is right for them given their specific investment objectives, risk tolerance, experience, and financial situation. Short selling is available to eligible margin account customers based on their risk tolerance, experience, and financial situation. For more information, please see dough’s Margin Disclosure Statement and Margin Agreement in your app documents.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

By using the dough mobile application, you consent to our Terms and Conditions and Privacy Policy. Dough’s mobile application and brokerage services are not intended for persons of any jurisdiction where Dough is not authorized to do business or where such products and other services offered by Dough would be contrary to the securities regulations or other local laws and regulations of that jurisdiction. 

Check Dough’s background and see a list of approved jurisdictions through FINRA’s BrokerCheck. Member of SIPC, which protects dough’s securities account balances up to $500,000 (including up to  $250,000 for claims of cash and a total of securities positions including cash up to $500,000). Explanatory brochure available upon request or at www.sipc.org.